Jim Vasquez, Chief Compliance Officer


10000 North Central Expressway
Suite 700
Dallas, Texas 75231
Phone 972.421.2097

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Jim has worked in the financial services industry since 2oo4 both as a financial advisor and a regulatory compliance officer. For most people, regulatory compliance work doesn’t sound very interesting. But for Jim it aligns perfectly with his passion for research, supporting others, and facilitating outstanding client experiences.

Jim and his spouse Jeff are ardent supporters of the East Lake Pet Orphanage here in Dallas where they found their dog Iris, an energetic Pointer mix. Most weekends you’ll find them walking Iris around Uptown, or hanging out on a dog-friendly patio enjoying good food with friends.