Jim Vasquez, Chief Compliance Officer


10000 North Central Expressway
Suite 700
Dallas, Texas 75231
Phone 972.421.2097

Download vCard

Although Jim started in the financial services industry as a financial advisor, he discovered he had more of an affinity for the compliance side of the business. For most people, regulatory compliance work doesn’t sound very interesting. But for Jim it aligns perfectly with his passion for research, supporting others, & facilitating outstanding client experiences.

Jim and his spouse Jeff are ardent supporters of the East Lake Pet Orphanage here in Dallas where they found their dog Iris, an energetic Pointer mix. Most weekends you’ll find them walking Iris around Uptown, or hanging out on a dog-friendly patio enjoying good food with friends.